09Risk & Compliance
See financial risk early and stay compliant without the scramble.
We help you identify financial and operational risks and put strategies in place to reduce them. Our solutions keep you compliant with regulatory standards while maintaining financial stability.
Risk & Compliance
Sample dataRisks scored
24
Likelihood x impact
Controls working
15
Tested
Gaps to close
6
Ranked
What you get
Four deliverables you keep.
A clear list of risks, the controls that cover them, and a plan for the gaps.
Risk assessment
Financial and operational risks scored by likelihood and impact.
Controls review
Which controls exist, which work and which are missing.
Mitigation plan
Practical fixes sized for a growing business, not a bank.
Compliance calendar
Every filing and deadline in one place.
How it works
Three steps from first call to handover.
Step 01
Scan for risk
We review your finances, contracts and processes.
Step 02
Score and prioritize
We rank risks so you fix the big ones first.
Step 03
Close the gaps
We help put controls in and check they hold.
Sample output
What the work looks like.
A simplified mock of one deliverable from this service. The figures are sample data for a made-up business, not a client's.
- Risk assessment
- Controls review
- Mitigation plan
- Compliance calendar
Risk heat map
Each risk placed by likelihood and impact
Likelihood
- Likelihood High, impact Low: none
- Likelihood High, impact Medium: Late collections
- Likelihood High, impact High: Customer concentration
- Likelihood Medium, impact Low: Shared logins
- Likelihood Medium, impact Medium: Supplier price swings
- Likelihood Medium, impact High: Key-person dependency
- Likelihood Low, impact Low: none
- Likelihood Low, impact Medium: Missed filing
- Likelihood Low, impact High: none
Impact →
FAQ
Questions about risk & compliance
Are you auditors?
No. We help you understand and reduce risk and get audit-ready. We work alongside your CPA, not in place of them.
Do we need to change our accounting software?
No. We work from what you already use, such as QuickBooks, Xero or spreadsheets, and connect cloud FP&A tools on top when they help.
How long until we see something useful?
It depends on your data and scope. Before any work starts, you get a written plan with dates for each deliverable.
Related · Optimize & Protect
Where this leads next.
- 06Optimize & Protect
Operational Efficiency Analysis
A ranked list of fixes, each with the cost saved and the effort to get there.
Sample dataExplore Operational Efficiency Analysis - 08Optimize & Protect
Revenue Optimization
Untapped revenue found, and pricing set by margin and demand instead of habit.
Sample dataExplore Revenue Optimization - 11Optimize & Protect
Cost Allocation & Profitability Analysis
True profit by product, service or business unit, with overhead allocated fairly.
Sample dataExplore Cost Allocation & Profitability Analysis
Book a call
Let's look at your numbers.
Tell us what's going on with your business. We'll email you to set up a free 30-minute discovery call about risk & compliance.
Monday to Friday, 8:00am to 5:00pm
Prefer the full form? Go to Book a call